The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Fund and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press.

The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser and Private Fund industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press.