2021 NSCP Events

2021 NSCP Events

NSCP’s Virtual Half Day Educational Seminars:
Seminar sessions will cover a variety of important compliance topics such as:

  • Remote Supervision & Remote Audits; Cybersecurity;
  • Risk Management; Conflicts of Interest; Code of Ethics;
  • Compliance Technology & Automation, and much more

NSCP’s Virtual Regulatory Interchange Webinars:
Hear directly from regulatory speakers representing:

  • SEC; FINRA; NASAA and state regulators; Department of Labor