2021 NSCP Events
NSCP’s Virtual Half Day Educational Seminars:
Seminar sessions will cover a variety of important compliance topics such as:
- Remote Supervision & Remote Audits; Cybersecurity;
- Risk Management; Conflicts of Interest; Code of Ethics;
- Compliance Technology & Automation, and much more
NSCP’s Virtual Regulatory Interchange Webinars:
Hear directly from regulatory speakers representing:
- SEC; FINRA; NASAA and state regulators; Department of Labor