2020 Regulatory Interchange
March 3, 2020
Pacific Life Insurance Company
2020 Regulatory Interchange
March 18, 2020
U.S. Securities & Exchange Commission
2020 Regulatory Interchange
June 4, 2020
Thomson Reuters
2020 Spring Conference
and Regulatory Interchange
April 20 & 21, 2020
Federal Reserve Bank Of Chicago
2020 NSCP Spring Conferences & Regulatory Interchanges:
Newport Beach:
2020 Regulatory Interchange – March 3
Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press. FAQsPrint Agenda
Denver:
2020 Regulatory Interchange – March 18
Don’t miss our NSCP Regulatory Interchange with the SEC, DOL & FINRA: The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC, DOL & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press. FAQsPrint Agenda
Chicago:
2020 Spring Conference – April 20
Continuing Education Credits: On-site attendees are eligible for Continuing Education Credit. Click here to learn more. Admission Notice: All workshops are closed to regulators and members of the press. The NSCP Spring Conference will be held on Monday, April 20th (8:30 AM – 5:00 PM). The NSCP Regulatory Interchange with the SEC, FINRA, NFA will be held at the same location on Tuesday, April 21st (9:00 AM – 12:30 PM). Register for both events and save $40 off of registration fees. FAQsPrint Agenda
Chicago:
2020 Regulatory Interchange – April 21
Don’t miss our NSCP Regulatory Interchange with the SEC, FINRA & NFA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press. The NSCP Spring Conference in Chicago will be held on Monday, April 20th (8:30 AM – 5:00 PM). The NSCP Regulatory Interchange will
New York:
2020 Regulatory Interchange – June 4
Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press. FAQsPrint Agenda