2022 NSCP Virtual Events
NSCP’s Virtual Half Day Educational Seminars:
Seminar sessions will cover a variety of important compliance topics such as:
- DOL PTE 2020-02
- SEC Marketing Rule
- Standards of Care/Conduct
- Cybersecurity
- ESG
- and more!
NSCP’s Virtual Regulatory Interchange Webinars:
Hear directly from regulatory speakers representing:
- SEC; FINRA; NASAA and state regulators; Department of Labor