NSCP Spring Conferences

Newport Beach
2020 Regulatory Interchange

March 3, 2020

Pacific Life Insurance Company

Denver
2020 Regulatory Interchange

March 18, 2020

U.S. Securities & Exchange Commission

Atlanta
2020 Regulatory Interchange

March 31, 2020

Alston & Bird LLP

New York
2020 Regulatory Interchange

March 31, 2020

Thomson Reuters

Chicago
2020 Spring Conference
and Regulatory Interchange

April 20 & 21, 2020

Federal Reserve Bank Of Chicago

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2020 NSCP Spring Conferences & Regulatory Interchanges:

Denver:
2020 Regulatory Interchange

Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press. FAQsPrint Agenda

Atlanta:
2020 Regulatory Interchange

Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press. FAQsPrint Agenda

Newport Beach:
2020 Regulatory Interchange

Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press.   FAQsPrint Agenda  

Chicago:
2020 Spring Conference

Continuing Education Credits: On-site attendees are eligible for Continuing Education Credit. Click here to learn more. Admission Notice: All workshops are closed to regulators and members of the press. The NSCP Spring Conference will be held on Monday, April 20th (8:30 AM – 5:00 PM). The NSCP Regulatory Interchange with the SEC, FINRA, NFA will be held at the same location on Tuesday, April 21st (9:00 AM – 12:30 PM).   Register for both events and save $40 off of registration fees. FAQsPrint Agenda  

Chicago:
2020 Regulatory Interchange

Don’t miss our NSCP Regulatory Interchange with the SEC, FINRA & NFA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press. The NSCP Spring Conference in Chicago will be held on Monday, April 20th (8:30 AM – 5:00 PM).   The NSCP Regulatory Interchange will

New York:
2020 Regulatory Interchange

Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press. FAQsPrint Agenda