2022 NSCP Events

2022 NSCP Virtual Events

NSCP’s Virtual Half Day Educational Seminars:
Seminar sessions will cover a variety of important compliance topics such as:

  • DOL PTE 2020-02
  • SEC Marketing Rule
  • Standards of Care/Conduct
  • Cybersecurity
  • ESG
  • and more!

NSCP’s Virtual Regulatory Interchange Webinars:
Hear directly from regulatory speakers representing:

  • SEC; FINRA; NASAA and state regulators; Department of Labor