2020 Regulatory Interchange
June 4, 2020
Thomson Reuters
2020 Virtual Spring Conference
April 20, 2020
Federal Reserve Bank Of Chicago
2020 Regulatory Interchange
July 24, 2020
U.S. Securities & Exchange Commission
2020 NSCP Spring Conferences & Regulatory Interchanges:
Virtual:
2020 Virtual Spring Conference – April 20-21
Continuing Education Credits: Virtual attendees are eligible for Continuing Education Credit. Click here to learn more. Admission Notice: Registration is closed to regulators and members of the press. The NSCP Virtual Spring Conference will be held on Monday, April 20th (8:30 AM – 5:00 PM CST) and Tuesday, April 21st (9:45 AM – 5:00 PM CST). This will be done as a virtual conference. All registered attendees will receive access to recordings of all 11 sessions. FAQsPrint Agenda
Chicago:
2020 Regulatory Interchange – April 21 (CANCELLED)
Don’t miss our NSCP Regulatory Interchange with the SEC, FINRA & NFA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press. The NSCP Spring Conference in Chicago will be held on Monday, April 20th (8:30 AM – 5:00 PM). The NSCP Regulatory Interchange will
New York:
2020 Regulatory Interchange – CANCELED
Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press. FAQsPrint Agenda
Denver:
2020 Regulatory Interchange – July 24
Don’t miss our NSCP Regulatory Interchange with the SEC, DOL & FINRA: The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC, DOL & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press. FAQsPrint Agenda