NSCP Spring Conferences

New York
2020 Regulatory Interchange

June 4, 2020

Thomson Reuters

Chicago
2020 Virtual Spring Conference

April 20, 2020

Federal Reserve Bank Of Chicago

Denver
2020 Regulatory Interchange

July 24, 2020

U.S. Securities & Exchange Commission

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2020 NSCP Spring Conferences & Regulatory Interchanges:

Virtual:
2020 Virtual Spring Conference – April 20-21

Continuing Education Credits: Virtual attendees are eligible for Continuing Education Credit. Click here to learn more. Admission Notice: Registration is closed to regulators and members of the press. The NSCP Virtual Spring Conference will be held on Monday, April 20th (8:30 AM – 5:00 PM CST) and Tuesday, April 21st (9:45 AM – 5:00 PM CST).  This will be done as a virtual conference. All registered attendees will receive access to recordings of all 11 sessions.   FAQsPrint Agenda  

Chicago:
2020 Regulatory Interchange – April 21 (CANCELLED)

Don’t miss our NSCP Regulatory Interchange with the SEC, FINRA & NFA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press. The NSCP Spring Conference in Chicago will be held on Monday, April 20th (8:30 AM – 5:00 PM).   The NSCP Regulatory Interchange will

New York:
2020 Regulatory Interchange – CANCELED

Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA: The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press. FAQsPrint Agenda

Denver:
2020 Regulatory Interchange – July 24

Don’t miss our NSCP Regulatory Interchange with the SEC, DOL & FINRA: The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC, DOL & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!  *This event is closed to members of the press. FAQsPrint Agenda