The NSCP Spring Conference in Chicago is a one day event offering a variety of industry hot topics for compliance professionals to increase their knowledge and understanding.

Sessions will be led by experienced industry veterans in the areas of:

  • Active Ethics
  • New Developments in Technology
  • Senior Investors
  • Disaster Recovery
  • Compliance Officer of the Future
  • Anti-money Laundering
  • Due Diligence (for BDs & IAs)
  • Human Resource Developments
  • International Compliance
  • Exception Reports

Don’t miss this fantastic networking and learning opportunity.

Our Regulatory Interchange with the SEC, NFA and MSRB will be held at the same location on Tuesday, June 5th (9:00 AM – 12:30 PM).  Register for both events and save $40 off of registration fees.

Continuing Education Credits: This event is eligible for Continuing Education Credit. Click here to learn more.

Admission Notice: Except where noted as OPEN, all workshops are closed to Regulators and members of the press.

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Fees & Registration

Registration Type Early Rate 1/4 - 4/13 Final Rate 4/14 - 6/3
Member $375 $500
Non-Member $575 $700


NSCP has not reserved a room block at any hotel for this conference. You may contact any of the nearby hotels for the best available rate: See Hotels