2020 Regulatory Interchange – March 18
March 18, 2020
08:30 - 12:00
U.S. Securities and Exchange Commission Offices, Byron G. Rogers Federal Building, 1961 Stout Street, Denver, CO
Don’t miss our NSCP Regulatory Interchange with the SEC, DOL & FINRA:
The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC, DOL & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press.
NSCP has not reserved a room block for this event. You may contact any of the nearby hotels for the best available rate.