Don’t miss our NSCP Regulatory Interchange with the SEC, FINRA, NFA & MSRB:
The NSCP Regulatory Interchange will provide an informal setting for Broker Dealer, Investment Adviser, Private Fund and Municipal Advisor industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the regulators. Don’t miss this opportunity to network with both your peers and regulators! *This event is closed to members of the press.
The NSCP Spring Conference in Chicago will be held on Monday, June 4th (8:30 AM – 5:00 PM). Register for both events and save $40 off of registration fees.