Who Should Attend?

The Spring Conference offers two tracks that are suitable for either new compliance professionals or intermediate – seasoned compliance professionals.



Delivery & Method


Conference Materials

The Spring Conference materials will be provided electronically via a conference app to the attendees.

Refunds and Cancellations


Cancellation requests that are submitted in writing to NSCP at least 14 days before the event will receive a full refund.  After the following dates for each event, no refunds will be issued, but substitutions may be made without penalty:

  • Newport Beach Regulatory Interchange – 2/18/2020
  • Denver Regulatory Interchange – 7/24/2020
  • New York Regulatory Interchange – 3/17/2020
  • Chicago Spring Conference – 4/6/2020
  • Boston Regulatory Interchange – 11/24/2020

Please email Holly Orefice at holly@nscp.org to communicate any attendee changes or cancellations.

NSCP Hardship Policy

As required by various state continuing legal education boards, NSCP has adopted a financial hardship policy that applies to attorneys experiencing financial hardship. Financial hardship is defined as an attorney who earns less than $50,000 per year. The attorney must provide to NSCP proof of income and/or attestation of employment status. Upon verification of status, NSCP will advise the attorney on how to register for a reduced cost of 50% based on the attorney’s membership status and NSCP’s policy.