Speakers:

Session 1:  Cybersecurity User Awareness Training

There is a significant human element to cybersecurity which is addressed through training.  This session will share different training strategies that can improve cyber hygiene and protect against having users compromised.

Learning Objectives:

• Appreciate the human element of cybersecurity and how user compromise leads to a breach

• Learn how to protect against social engineering (phishing, spear-phishing)

• Understand how to protect data in motion (secure email, public wi-fi, mobile devices, etc.)

• Explore effective training techniques including online and live training

Session 2:  Developing and Implementing an ESG Compliance Program

Environmental, Social, and Governance (“ESG”) issues have become part of the corporate lexicon, perhaps now more than ever before.  As ESG investing is moving to the forefront for both regulators and investors, the role compliance professionals play is critical with increasing risks associated with disclosures and reporting requirements. This session will examine ESG investing, its impact on the compliance department, and best practices of managing this burgeoning area.

Learning Objectives

• Understand the factors impacting ESG investment decisions and the key risks faced by ESG investors (e.g. Technology sourced providers)

• Explore the different ESG NGOs (non-governmental organizations) and their reporting/disclosure frameworks (PRI, CFA Institute, TCFD, Net Zero, etc.)

• Examine the current and proposed regulatory landscape for ESG (e.g. SEC market task force, Risk Alert, greenwashing, new Marketing Rule)

• Discuss practical tips and best practices for the compliance oversight and governance framework of ESG investing

Continuing Education Credits 

NSCP will provide a Continuing Education (“CE”) Certificate of Attendance for those attendees who participate in live virtual seminars and correctly answer the post-session CE quiz questions in the required response time.  CPE credits cannot be awarded for any of NSCP’s virtual seminars.

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