Session 3b. ALL – Working with Stakeholders

Successfully interweaving Compliance and corporate governance requires inventiveness, knowledge, aptitude, and the effective use of resources, people, policies, processes, and systems. A foundational element to any robust compliance program is determining who your stakeholders are and assuring that Compliance and its internal partners understand each other’s roles and work well together.

Learning Objectives: 

  • Explore barriers to effective management and tactical ideas for overcoming those challenges
  • Examine common Enterprise Risk Management constructs, and how they might contribute to a stronger, more cohesive compliance program
  • Create collaborative firmwide partnerships by way of common uses of technology and processes
  • Establish a more synergistic and cooperative environment within the framework of your specific firm