- Company:Eversheds Sutherland (US) LLP
- Short Bio:Ben Marzouk is a financial services attorney who advises broker-dealers and investment advisers on compliance with federal and state securities laws, including Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) rules and regulations. Ben represents registered investment companies and investment funds in regulatory matters and helps clients navigate the complex rules governing capital-raising activities, as well as public and private securities offerings. With a deep knowledge of the financial services and asset management industries, Ben’s regulatory experience also extends to anti-money laundering compliance, digital currency transactions and initial coin offerings (ICOs), crowdfunding, and corporate mergers and acquisitions. Ben also advises broker-dealers and other financial services intermediaries on the distribution of a wide variety of investment products, such as equity stocks, corporate and municipal bonds, mutual funds, insurance contracts, variable annuities, and other alternative investment products, including cannabis-related investment funds.