Risk Monitoring Director
- Short Bio:Jeff Aelmore is a Risk Management Director in FINRA’s Denver District office with more than 10 years of experience in examination roles. He currently manages a team of Risk Management Analysts and is responsible for risk assessment through financial, operational and sales practice monitoring for broker-dealers providing wealth management services and products to retail clients. Mr. Aelmore was previously an examiner for FINRA in the Dallas District office from 2005 through 2010 and was an Examination Manager in the Seattle District office from 2010 through 2015. Mr. Aelmore is a Certified Regulatory and Compliance Professional™ (CRCP™) from the FINRA Institute at the Wharton School of Business and is a graduate from Kansas State University with a bachelor’s degree in finance and a minor in economics.