Vice President, Member Supervision Examination Program
- Short Bio:Joseph J. Sheirer oversees FINRA’s recently restructured Member Supervision Examination Program. Previously, Mr. Sheirer oversaw the Woodbridge, Boston and Philadelphia district offices, developed and oversaw FINRA’s national Membership Application Program group, and worked in varying capacities in a number of other FINRA departments including Risk Oversight & Operational Regulation, Continuing Education, Testing, and Qualifications & Registration. Mr. Sheirer is a graduate of Brooklyn Law School and Drew University and is a member of the Bars of the States of New York and New Jersey.
December 3, 2020, 14:15
2020 NSCP Regulatory Interchange
June 4, 2020, 10:00
Regulatory Interchange Webinar featuring NASAA and State Regulators