Louis Dempsey


  • Company:Renaissance Regulatory Services, Inc.
  • Short Bio:Louis Dempsey is the founder and President of Renaissance Regulatory Services, Inc. a full service-consulting firm that offers a wide range of regulatory compliance consulting services to broker-dealers and registered investment advisers. Louis has over eighteen years of public/private sector regulatory compliance and operations experience, which includes a unique combination of experience in advising and examining broker-dealers, investment advisers and bank holding companies relative to federal, state, and self-regulatory rules and regulations. He previously served as a Branch Chief, with the Securities and Exchange Commission and a Financial Specialist with the State of Florida Division of Securities and Investor Protection.
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