- Short Bio:Matt is a Surveillance Director for the FINRA Chicago District Office. During his 17 years with FINRA, he has served various roles as an Examiner and Examination Manager prior to becoming a Surveillance Director. Matt’s experience includes performing examination work through regulatory services agreements for the NASDAQ-LIFFE Single Stock Futures Exchange and Chicago Climate Exchange. As a Surveillance Director, Matt and his team are responsible for performing the sales practice and financial/operational monitoring of approximately 200 broker-dealers located in the Midwest. Prior to joining FINRA, Matt performed various roles including Examination Manager and Strategic Development Analyst at the National Futures Association. In his spare time, Matt enjoys cooking with his family and can often be seen at White Sox baseball games.