- Company:Core Compliance/ Jacko Law Group, PC
- Short Bio:Michelle L. Jacko, CSCP, is CEO of Core Compliance & Legal Services, Inc. (“Core Compliance”), a compliance consultation firm which services registered investment advisers, broker-dealers hedge/private funds, investment companies, and financial professionals. In addition, Ms. Jacko is Managing Partner and CEO of Jacko Law Group, PC, a law firm which offers securities and corporate counsel services to the financial industry. Ms. Jacko specializes in investment adviser, broker-dealer and fund regulatory compliance matters, internal control development, regulatory examinations and operational risk management. Her consultation practice is focused on the areas of mock examinations, annual reviews, policies and procedures development, testing of compliance programs (including evaluation of internal controls and supervision), performance advertising, cybersecurity, Regulation S-P and much more. As a frequent presenter at national financial industry conferences, Ms. Jacko delivers insightful and thought-provoking workshops regarding industry hot topics and rising compliance issues. She is a frequent contributor to various industry journals and in 2013, Ms. Jacko was appointed and continues to serve on the Editorial Advisory Board for the Wolters Kluwer publication Practical Compliance and Risk Management for the Securities Industry. Ms. Jacko served as the former Vice-Chair of Education of the Corporations Committee for the State Bar of California Business Law Section and is a two-time former Board member of the National Society of Compliance Professionals (“NSCP”). She is the Co-Founder and a member of the Southern California Compliance Group and also is a FINRA Arbitrator. Core Compliance is proud to be certified as a woman owned business through the NWBOC. Ms. Jacko has also been recognized as a finalist for San Diego Business Journal’s 2017-2018 Most Admired CEO Awards and their prestigious 2018 Business Women of the Year Award. She was also selected as a finalist for San Diego Magazine’s 2014, 2017 and 2018 Influential Women: Woman of the Year Award. Previously, Ms. Jacko served as Of Counsel at Shustak & Partners, PC. Prior to that, she was Vice President of Compliance and Branch Manager of the Home Office Supervision team at LPL Financial Services, Corporation (Linsco/Private Ledger). She has also served as Legal Counsel of Investments and Chief Compliance Officer at First American Trust, FSB and held the position of Compliance Manager at Nicholas-Applegate Capital Management. In addition, Ms. Jacko was with PIM Financial Services, Inc., and Speiser, Krause, Madole & Mendelsohn, Jackson. Ms. Jacko received her J.D. from St. Mary’s University School of Law and B.A., International Relations, from the University of San Diego. She is admitted to the State Bar of California and United States District Court, Southern District of California. Michelle holds NSCP’s Certified Securities Compliance Professional (CSCP) designation and is a member of the National Association of Women Lawyers.
March 3, 2020, 10:00
2020 Regulatory Interchange – March 3
- February 4, 2019, 09:00