- Company:Calfee Halter & Griswold LLP
- Short Bio:Patrick Hayes serves as Senior Counsel in the Corporate and Capital Markets practice group at Calfee. In this role, Patrick develops and administers the compliance programs for registered investment advisers and investment companies, including institutional equity and fixed income firms, wealth management firms, mutual fund trusts, and private fund advisers. Patrick brings over ten years of legal, compliance, and financial services industry experience across a broad array of subject matters related to directing and maintaining compliance with federal and state securities laws. Prior to Calfee, Patrick served as Investment Management Counsel and CCO at Graydon Compliance Solutions, LLC and Private Funds and Regulatory Compliance Officer for Fort Washington Investment Advisors, Inc. Patrick earned his J.D. from the University of Cincinnati College of Law and received his BA in English from the University of Notre Dame. He carries the Series 7 and Series 24 securities licenses, and is licensed to practice law in the State of Ohio, Commonwealth of Kentucky, and in the United States District Court, Southern District of Ohio. Patrick is the treasurer of the Cincinnati Bar Association and member of the CBA Executive Committee, as well as the chair of the Administration and Finance Committee. Patrick currently serves on the Board of Directors of the National Society of Compliance Professionals and the Co-Chair of the NSCP Publications Committee.
December 3, 2020, 13:00
2020 NSCP Regulatory Interchange
April 21, 2020, 16:00
2020 Virtual Spring Conference – April 20-21 (EVENT HAS PASSED)