Yvette Panetta

District Director

  • Company:FINRA
  • Short Bio:Yvette Q. Panetta is District Director in FINRA’s Florida District Office located in Boca Raton, Florida where she is primarily responsible for the Member Regulation Examination Program and FINRA’s Securities Helpline for Seniors. Ms. Panetta’s responsibilities include managing the Sales Practice Examination Programs including Cycle and Cause, and the Surveillance Program. She is also actively involved in several initiatives related to current industry topics. Prior to joining FINRA, Ms. Panetta served as an examination manager with the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations located in New York. Ms. Panetta received her undergraduate and graduate degrees from Baruch College, The City University of New York where she graduated with honors. Ms. Panetta also holds the title of Certified Public Accountant from the American Institute of Certified Public Accountants.
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