2025 SPRING EVENTS:
NSCP Interactive Compliance Labs for BDs & IAs
NSCP Compliance Seminar for Private Fund Managers
NSCP Regulatory Interchange Webinars
NSCP Interactive Compliance Labs (In-person) - April 23rd & June 4th
Attend a full day, in-person event at either location to gain hands-on application and learn from interactive activities designed to increase your understanding of the important compliance topics:
EAST COAST: Troutman Pepper Locke LLP in New York City - April 23rd
MIDWEST: Foley & Lardner LLP in Chicago - June 4th
NSCP Compliance Seminar for Private Fund Managers (In-person) - April 22nd
Full day of intermediate to advanced level sessions on compliance topics specific to Private Funds, providing insightful discussions and interactive engagement, and networking opportunities. This event is eligible for continuing education credits.
Troutman Pepper Locke in New York City - April 22nd
NSCP Regulatory Interchange Webinars
Hear directly from regulatory speakers representing:
• SEC
• FINRA
• NASAA and state regulators