2025 SPRING EVENTS:
NSCP Interactive Compliance Labs for BDs/IAs
NSCP Interactive Compliance Seminar for PFs
NSCP Regulatory Interchange Webinars
NSCP Interactive Compliance Labs (In-person)
Attend a full day, in-person event at either location to gain hands-on application and learn from interactive activities designed to increase your understanding of the important compliance topics:
EAST COAST: Global Relay in New York City
MIDWEST: Foley Lardner LLP in Chicago
NSCP Regulatory Interchange Webinars
Hear directly from regulatory speakers representing:
• SEC
• FINRA
• NASAA and state regulators