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2025 SPRING EVENTS:

NSCP Interactive Compliance Labs for BDs & IAs

NSCP Compliance Seminar for Private Fund Managers

NSCP Regulatory Interchange Webinars

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NSCP Interactive Compliance Labs (In-person)

Attend a full day, in-person event at either location to gain hands-on application and learn from interactive activities designed to increase your understanding of the important compliance topics:

EAST COAST: Troutman Pepper Locke LLP in New York City

MIDWEST: Foley Lardner LLP in Chicago

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NSCP Compliance Seminar for Private Fund Managers (In-person)

Full day of intermediate to advanced level sessions on compliance topics specific to Private Funds, providing insightful discussions and interactive engagement, and networking opportunities. This event is eligible for continuing education credits.

Troutman Pepper Locke in New York City

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NSCP Regulatory Interchange Webinars

Hear directly from regulatory speakers representing:

• SEC
• FINRA
• NASAA and state regulators