DESCRIPTION:

Join us for a full day of dynamic, intermediate to advanced level sessions focused on compliance topics geared for Private Fund Managers. Attendees will hear from knowledgeable speakers and interact with other compliance professionals within the industry.  Participants will leave with practical and useful tools to apply in their workspace. Enjoy a networking reception at the end of the day to wind down and connect with other compliance professionals. NSCP in-person events are a great way to learn, engage, and grow in your profession. This event is not available for virtual attendance and is closed to regulators and press.

REGISTRATION RATES:

$425 for NSCP Members

$595 for Non-members (Learn about becoming a NSCP Member)

DATE: Tuesday, April 22, 2025 (9:00 AM - 5:30 PM)

LOCATION: Troutman Pepper, 875 3rd Ave, New York, NY 10022

This event will be offered in person only with no virtual attendance option.

CONTINUING EDUCATION: A Continuing Education (“CE”) Certificate of Attendance will be provided to attendees who participate in this event and verify their attendance for each session that they attend.

AGENDA: (click on each session title for the description and speakers or download PDF agenda here)

8:30 am – 9:30 am - Registration, Networking & Breakfast

9:30 am – 10:30 am - Session 1: Sale of Private Fund Interests: Navigating the Regulatory Thicket

10:30 am – 10:45 am - Break

10:45 am – 11:45 am - Session 2: Use of Performance Information in the Marketing of Private Funds

11:45 pm – 12:30 pm - Lunch

12:30 pm – 1:45 pm - Session 3: Managing Conflicts of Interest with Private Funds

1:45 pm – 2:00 pm - Break

2:00 pm – 2:45 pm - Session 4: Compliance and Regulatory Issues for Illiquid Strategies

2:45 pm – 3:00 pm - Break

3:00 pm – 4:00 pm - Session 5: “Insider Trading”: Key Considerations for a Private Fund

4:00 pm – 5:00 pm - Reception

NEARBY HOTEL OPTIONS:

NSCP has not secured a room block for this event. Attendees should make their own hotel accommodations.