Regulatory Interchange webinars allow you to hear directly from the regulators on topics most important to your business.

“NSCP

DESCRIPITION:

Hear directly from the regulators on the compliance topics that matter most to your business in a convenient, online webinar format. NSCP Members will have the ability to submit regulatory questions both prior to and during the session. NSCP Regulatory Interchange webinars are the best way to keep abreast of current regulatory changes, gain better understanding for application, and get your questions answered anonymously.

These events are not eligible for Continuing Education Certificates of Attendance.

NO REGISTRATION REQUIRED:
FREE for NSCP members (non-members may not attend)

Learn about becoming a NSCP Member

All active NSCP members will be given access to the live webinars as well as the recordings.

February 15, 2024

• FINRA Interchange

March 5, 2024

• SEC Interchange

March 21, 2024

• NASAA Interchange