Continuing Education

CE Credits Available at the 2025 In-Person BD/IA Labs and PF Seminar

Attendees can earn Continuing Education (“CE”) credit for attending sessions at the NSCP’s 2025 in-person Interactive Labs/Seminar.

Compliance Seminar for Private Fund Managers - Tuesday, April 22, 2025 - Troutman Pepper Locke, New York
6.0 total credits will be available for 50-minute hour designations (e.g., CPE, CLE 50-minute states, & other 50-minute hour designations) 5.0 total credits will be available for 60-minute hour designations (e.g., IL CLE, CLE 60-Minute States, & other 60-minute hour designations)
*NSCP will apply for CLE in the event host state of NY, but cannot guarantee approval of all sessions.

Interactive Compliance Labs for Broker-Dealers & Investment Advisers - Wednesday, April 23, 2025 - Troutman Pepper Locke - NYC
6.0 total credits will be available for 50-minute hour designations (e.g., CPE, CLE 50-minute states, & other 50-minute hour designations) 5.0 total credits will be available for 60-minute hour designations (e.g., IL CLE, CLE 60-Minute States, & other 60-minute hour designations)
*NSCP will apply for CLE in the event host state of NY, but cannot guarantee approval of all sessions.

Interactive Compliance Labs for Broker-Dealers & Investment Advisers - Wednesday, June 4, 2025 - Foley Lardner -  Chicago
6.0 total credits will be available for 50-minute hour designations (e.g., CPE, CLE 50-minute states, & other 50-minute hour designations) 5.0 total credits will be available for 60-minute hour designations (e.g., IL CLE, CLE 60-Minute States, & other 60-minute hour designations)

CLE (States of IL & Event Host State) and CPE
• NSCP will apply for pre-approval to award CLE credits for the National Conference from the MCLE Illinois and the event host state.
• All certificates of attendance (“COA”) awarded for CLE (IL & the event host state) and CPE list the approved number of credits earned as NSCP will apply for pre-approved for CLE in IL & the event host state and NSCP is a current sponsor with the NASBA.

CE for Other Designations (not CLE (IL & Event Host State) or CPE)
• A general COA will be awarded to those who seek CE credit for designations other than CLE (IL & the event host state) or CPE.
• General COAs do not include ‘credits earned’ as NSCP does not apply for pre-approval from any organizations other than for CLE (IL & the event host state) & CPE and cannot guarantee that every designation will recognize NSCP as an accredited provider for in-person/ online/virtual/distance learning and thus many choose not to award you credit for this event.
• Anyone who receives a general COA will need to self-apply for CE credit with the governing board for their designation.

Receiving CE for 2025 NSCP Labs and Seminars is as easy as 1 - 2 - 3 !

  • Choose “Yes” to the Continuing Education question when registering, providing the requested information.

    If you have already registered for an event and did not register for CE, email certification@nscp.org PRIOR to the conference to update your registration.

  • You MUST verify your attendance for each CE eligible session that you attend and you need CE credit for by scanning the QR code at the entry door before the start of the session.

    If you are unable to scan due to a technical issue, you must notify NSCP Staff via email @ certfications@nscp.org within the first 15 minutes of that session to confirm your attendance in order to receive credit. Your email should include your name, session #, and scan issue.

    No Scan – No Credit – No Exceptions.

  • All certificates of attendance (COA) will be sent to attendees via email from NSCP after the event has concluded.

    NSCP will provide those attendees who registered for CE with a COA, awarding credit for sessions that attendance was verified by a successful scan.

    No Scan – No Credit – No Exceptions

CLE

NSCP will ONLY apply for pre-approval of Continuing Legal Education (“CLE”) with the MCLE Board of the Supreme Court of Illinois and the Illinois Supreme Court Commission on Professionalism and the event host state. If you need CLE credit in a state other than Illinois or the event host state, you will need to self-apply to the state you are licensed using the Certificate of Attendance provided by NSCP.

Illinois is a 60 Minute State and is also a reciprocal state for the majority of other states for CLE and their pre-approval is widely accepted by other state bars.

Note: Every state bar sets their own rules and follows their own guidelines. NSCP cannot guarantee that every state will recognize NSCP as an accredited provider for in-person/ online/virtual/distance learning, thus many choose not to award you CLE credits for this event.

NSCP will provide those attendees who registered for CE with a Certificate of Attendance, awarding credit for sessions that attendance was verified by a successful scan.

No Scan – No Credit – No Exceptions.

A time stamped scan for each session (or a real-time email noting a technical issue) will be required in order for NSCP to award CE credit and in turn a certificate of attendance. If you are unable to scan due to a technical issue, you must notify NSCP Staff via email @ certfications@nscp.org within the first 15 minutes of that session to confirm your attendance in order to receive credit. Your email should include your name, session #, and scan issue.

  • AL, AK, AZ, AK, CA, DE, GA, HI, ID, IL, IN, IA, KY, LA, ME, MN, MS, MT, NE, NV, NH, NM, NC, ND, MP, OH, OR, PA, PR, SC, SD, TN, TX, TT, UT, VA, WA, WY

    1.00 Credits per 60 Minute Session

    1.25 Credits per 75 Minute Session

  • CO, FL, KS, MO, NJ, NY, OK, RI,VI, WI, WV

    1.2 Credits per 60 Minute Session

    1.5 Credits per 75 Minute Session

NSCP will work to resolve all complaints made known with regard to continuing education or a certificate of attendance reported directly to NSCP via email to certifications@nscp.org.

CPE

The National Society of Compliance Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

6.0 Total CPE Credits Available* per event.

1.5 Credits will be given for each 75 Minute (CE eligible) Session that has a successful attendance scan.

1.2 Credits will be given for each 60 Minute (CE eligible) Session that has a successful attendance scan.

*CPE credits are based on a 50-minute hour.

Fields of Study for the 2025 In-Person BD/IA Labs and PF Seminar

A time stamped scan for each session (or a real-time email noting a technical issue) will be required in order for NSCP to award CE credit and in turn a certificate of attendance. If you are unable to scan due to a technical issue, you must notify NSCP Staff via email @ certfications@nscp.org within the first 15 minutes of that session to confirm your attendance in order to receive credit. Your email should include your name, session #, and scan issue.

NSCP will work to resolve all complaints made known with regard to continuing education or a certificate of attendance reported directly to NSCP via email to certifications@nscp.org.