Interactive Compliance Labs for Broker-Dealers & Investment Advisers
at Foley Lardner LLP
Chicago, IL
Wednesday, June 4, 2025

“NSCP

DESCRIPTION:

Join us for a full day of in-person lab sessions designed to provide real life application through hands-on learning activities. Attendees will learn from knowledgeable facilitators, engage in small group discussions, and share their thoughts and experiences through the use of case studies, group questions and hypothetical scenarios applicable to each session’s topic.  Attendees will leave with practical and useful tools to apply in their workspace. Enjoy a networking reception at the end of the day to wind down and connect with other compliance professionals. NSCP Interactive Compliance Labs are a great way to learn, engage and grow in your profession. This event is not available for virtual attendance and is closed to regulators and press.

REGISTRATION RATES:

$425 for NSCP Members

$595 for Non-members (Learn more about becoming a NSCP Member)

DATE: Wednesday, June 4, 2024 (9:00 AM - 5:00 PM)

LOCATION: 321 North Clark Street, 30th floor, Chicago, IL 60654

PARKING: There is a parking garage adjacent to the building offering discounted rates.

CONTINUING EDUCATION: A Continuing Education (“CE”) Certificate of Attendance will be provided to attendees who participate in this event and verify their attendance with session scanning for each session that they attend.


AGENDA: (agenda to be announced soon)

8:30 am – 9:30 am - Registration, Networking & Breakfast

9:30 am – 10:45 am - Session 1: 

10:45 am – 11:00 am - Break

11:00 am – 12:15 pm - Session 2:

12:15 pm – 1:00 pm - Lunch

1:00 pm – 2:15 pm - Session 3:

2:15 pm – 2:30 pm - Break

2:30 pm – 3:45 pm - Session 4:

3:45 pm – 5:00 pm - Reception



NEARBY HOTEL OPTIONS:

NSCP has not secured a room block for this event. Attendees should make their own hotel accommodations.