“NSCP
 

March 5, 2024 - NSCP Regulatory Interchange Featuring the SEC

Virtual Event (12:00 - 3:00 PM EST)


Agenda:

SESSION 1 (12:00 - 1:15 PM Eastern): SEC Enforcement panel

Speakers:

BREAK: (1:15 - 1:45 PM Eastern)

 

SESSION 2: (1:45 - 3:00 PM Eastern): SEC Examinations panel

Speakers:


Registration Fees:

  • No pre-registration needed.

  • NSCP Members will receive an emailed invitation from Swapcard for the webinar.


This event is not eligible for Continuing Education Credits 


Become a member of NSCP to attend free webinars and receive other member benefits: LEARN MORE

“NSCP
 

February 15, 2024

• FINRA Interchange

March 21, 2024

• NASAA Interchange

March 5, 2024

• SEC Interchange