February 15, 2024 – NSCP Regulatory Interchange Webinar featuring FINRA
Virtual Event (12:00 - 3:00 PM EST)
Agenda
SESSION 1 (12:00 – 1:15 PM Eastern): FINRA’S Exam Program and Considerations for 2024
Speakers:
Featured
BREAK (1:15 – 1:45 PM Eastern)
SESSION 2 (1:45 – 3:00 PM Eastern): Enforcement and Trends in Financial Crimes, Fraud, and the Exploitation of Vulnerable Adults and Senior Investors
Speakers:
Featured
Free for NSCP Members!
Non-members may not attend. Not a NSCP Member? Join NSCP now
No pre-registration needed.
NSCP Members will receive an emailed invitation from Swapcard for the webinar.
This event is not eligible for Continuing Education Credits .
Become a member of NSCP to attend free webinars and receive other member benefits: LEARN MORE
February 15, 2024
• FINRA Interchange
March 21, 2024
• NASAA Interchange
March 5, 2024
• SEC Interchange