Brooke Hickman

Brooke Hickman is Director of FINRA’s Vulnerable Adults and Seniors Team (“VAST”). The mission of the Vulnerable Adults & Seniors Team is to deter, detect, and investigate the financial exploitation and abuse of seniors and vulnerable adults. Prior to joining VAST, Mrs. Hickman was a Cycle Examiner with FINRA’s Member Regulation Department in the Boca Raton District Office. Before coming to FINRA, she worked in the industry as a Financial Advisor and then in Operations at a large mutual fund company. Mrs. Hickman has undergraduate and graduate degrees in International Business.