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Secondary Nav
860-672-0843
CONFERENCES@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
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860-672-0843
CONFERENCES@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
Melissa Turitz
FINRA-3-4-02 Holly Orefice 2/6/25 FINRA-3-4-02 Holly Orefice 2/6/25

Melissa Turitz

Director in Enforcement

FINRA

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Kayla Le
FINRA-3-4-02 Holly Orefice 2/4/25 FINRA-3-4-02 Holly Orefice 2/4/25

Kayla Le

Investigative Director - Special Investigations Unit

FINRA

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Brooke Hickman
FINRA-3-4-02 Holly Orefice 12/18/23 FINRA-3-4-02 Holly Orefice 12/18/23

Brooke Hickman

Director, Vulnerable Adults & Seniors Team

FINRA

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Jim Downing (Moderator)
FINRA-3-4-02, CHI-64 Holly Orefice 12/8/22 FINRA-3-4-02, CHI-64 Holly Orefice 12/8/22

Jim Downing (Moderator)

Chief Compliance Officer
Jones Lang LaSalle Securities

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