Holly Orefice 12/21/23 Holly Orefice 12/21/23

Logan Fisher

(Moderator)

Principal

Bressler, Amery & Ross

Holly Orefice 12/18/23 Holly Orefice 12/18/23

Brooke Hickman

Director, Vulnerable Adults & Seniors Team

FINRA

Holly Orefice 9/7/22 Holly Orefice 9/7/22

SVP, Complex Investigations and Intelligence

FINRA

Holly Orefice 4/8/21 Holly Orefice 4/8/21

Assistant Regional Director, New York Regional Office

U. S. Securities & Exchange Commission