Chuck Dodson

Charles E. Dodson is the Chief Compliance Officer, Advisory for Stifel Mr. Dodson entered the securities industry in 1987, he joined Stifel in 2022. Mr. Dodson has primary responsibility for all investment advisory compliance matters, including the development, implementation, and ongoing assessment of the firm's compliance programs. Mr. Dodson has over 30 years experience in the industry this includes management experience with the broker dealer subsidiaries of, First Allied, Met Life, and RBC Dain and JAG Capital Management on the investment management side. Mr. Dodson is a member of the National Society of Compliance Professionals, and has participated on Meetings, Broker Dealer and Membership Committees. His experience includes working for independent contractor model firms as we well as correspondent clearing firms. He has extensive experience in securities trading and previously served on advisory committees for the Boston and Chicago Stock Exchanges. Mr. Dodson holds the Series 4, 7, 24, 53, 55, 63, & 65 registrations. He earned his bachelor's degree of Business Administration in Finance at Southeast Missouri State University.