Dionne Fajardo

Dionne Fajardo brings 30 years of experience in the financial services industry. She is a Partner at the law firm of Englander Fischer, LLP, where she heads its regulatory and compliance practice group. Her experience includes serving as General Counsel and CCO of a multi-family office investment adviser, Shareholder at the law firm of Wiand Guerra King, Chief Compliance Officer at Transamerica Financial Advisors, Inc. and holding various officer positions at InterSecurities, Inc., William R. Hough & Co., and the Hough Group of Funds. Dionne received her Juris Doctor degree with a concentration in International Law from the Stetson University College of Law and holds a Bachelor of Arts degree in International Business and Management with an emphasis in Chinese Studies from World College West. She is a member of the Florida Bar. She is also a member of the National Society of Compliance Professionals, Southeastern Women in Financial Services, the Florida Securities Dealers Association, and is a board member of Girls Inc. of Greater Miami. Dionne has served as a presenter at several financial industry events, covering a wide array of topics including investment adviser and broker-dealer compliance, anti-money laundering, cybersecurity, and fiduciary obligations.