Kevin Thurton

Kevin serves as Chief Compliance Officer for dual registrant MMA Securities as well as RIA firm MMA Asset Management, both part of the Marsh McLennan Companies headquartered in NYC. He is now based in Houston and holds a Series 14 after shifting roles from compliance consulting with NRS and another leading firm in NYC. Kevin earned his JD from Brooklyn Law School and is a member of the New York State Bar. He has been a speaker on numerous regulatory compliance panels including the NSCP National Conference. Before law school, Kevin was a Financial Advisor and held Series 7 and Series 66 licenses with UBS Financial Services and MetLife Financial Services.