Lisa Robinson

Lisa recently joined Oyster Consulting, LLC, as Managing Director, where she collaborates with clients on all aspects of broker-dealer compliance. Lisa is a former FINRA regulator with over 25 years of leadership experience, most recently as the Senior Director of the Membership Application Program (MAP) group. In this role, she oversaw the MAP staff, which conducts the review and analysis of all New and Continuing Membership Applications filed with FINRA. Prior to this, Lisa was an Associate Director in the Examination Program, where she led a team who conducts exams of member firms. Lisa is an expert on broker-dealer registration and Membership rules, risk assessment of broker dealer operations, broker-dealer transactions, and various business models. Lisa has successfully completed the Wharton Leadership Development program, Wharton Excellence in Management, Harvard Kennedy School of Education-Women and Power. She has been a speaker at numerous industry events and educational programs, such as FINRA Institute at Georgetown CRCP Program. Lisa is also a Certified Regulatory Compliance Professional (CRCP).