Matt Rossi

Matt Rossi has over 20 years of experience in the constructing and managing of comprehensive risk management operations that have enabled financial services companies to effectively navigate through highly regulated, complex compliance risk management solutions. Currently, Matt manages compliance at Citizens Capital Markets, Inc.  He provides compliance oversight and support for CCMI’s securities underwriting business activities, M&A, and the high yield sales and trading desk.  Prior to this, Matt worked as a Compliance Manager for BB&T. In this role, Matt oversaw the risk assessment process and the second line of defense compliance program for broker-dealer and registered investment advisory subsidiaries including procedure development and implementation, regulatory mapping, and monitoring and testing development. Prior to BB&T, Matt handled risk analytics for anti-bribery, anti-corruption, and Basel III implementation for Counterparty Credit at Bank of America. Before that, Matt maintained the end-to-end compliance controls for the bond underwriting process at Wells Fargo Securities. Prior to that Matt also led a specialized team at TIAA on projects utilizing multiple interfaces within the brokerage, advice, and pension products.