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860-672-0843
CONFERENCES@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
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860-672-0843
CONFERENCES@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
Shachi Bhatt
Holly Orefice 12/8/22 Holly Orefice 12/8/22

Shachi Bhatt

Chief Compliance Officer

Office of the NYC Comptroller

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Justin McGuffee
Holly Orefice 12/6/22 Holly Orefice 12/6/22

Justin McGuffee

ESG Compliance Business Partner, AVP

MFS

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Olawale (Walé) Oriola
2-22 Holly Orefice 12/5/22 2-22 Holly Orefice 12/5/22

Olawale (Walé) Oriola

Counsel

Faegre Drinker

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