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FINRA: Feb 15
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860-672-0843
MEMBERSHIP@NSCP.ORG
Home
CALIFORNIA LABS
NEW YORK LABS
FAQs
Folder: Interchange Webinars
Back
Overview
FINRA: Feb 15
SEC: Mar 5
NASAA: MAR 21
James (Jim) Downing
Holly Orefice 12/8/22 Holly Orefice 12/8/22

James (Jim) Downing

Global Chief Compliance Officer

Morningstar, Inc.

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Michelle Jacko
1a-CA Holly Orefice 12/7/22 1a-CA Holly Orefice 12/7/22

Michelle Jacko

Managing Partner

Jacko Law Group, PC

Read More
Kevin Spence
3a-NY Holly Orefice 12/5/22 3a-NY Holly Orefice 12/5/22

Kevin Spence

Director of Compliance

TIAA

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