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860-672-0843
MEMBERSHIP@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: MAR 21
FINRA: March 4
SEC: Mar 18
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
FAQs
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860-672-0843
MEMBERSHIP@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: MAR 21
FINRA: March 4
SEC: Mar 18
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
FAQs
James (Jim) Downing
Holly Orefice 12/8/22 Holly Orefice 12/8/22

James (Jim) Downing

Global Chief Compliance Officer

Morningstar, Inc.

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Michelle Jacko
1a-CA Holly Orefice 12/7/22 1a-CA Holly Orefice 12/7/22

Michelle Jacko

Managing Partner

Jacko Law Group, PC

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Kevin Spence
3a-NY Holly Orefice 12/5/22 3a-NY Holly Orefice 12/5/22

Kevin Spence

Director of Compliance

TIAA

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