Yuliana Teasley

Yuliana Teasley is Director of the Exam Intelligence Response Team. The team focuses on thematic reviews and other exam responses to address regulatory intelligence obtained from within the Examination Program and other areas of FINRA’s Member Supervision pertaining to emerging risk areas. Prior to this role, Ms. Teasley was a Director in the Office of Exams where she led efforts to evaluate and report on the quality of the Examination Program, including identification of trends, emerging issues, and program improvement opportunities. She joined FINRA in 2011 after working in the industry for over seven years. Ms. Teasley has a Master of Science in Finance degree from University of Colorado Denver. She is a member of the Association of Certified Anti-Money Laundering Specialists (CAMS) and a graduate of FINRA Certified Regulatory and Compliance Professional™ (CRCP™) Program at McDonough School of Business at Georgetown University.