“NSCP
 

March 18, 2024 - NSCP Regulatory Interchange Featuring the SEC

Virtual Event (12:00 - 3:00 PM EST)

Agenda:

SESSION 1 (12:00 - 1:15 PM Eastern): SEC Enforcement panel

Speakers:

Featured
Stacy Bogert
Stacy Bogert

Associate Director, Division of Enforcement

U.S. Securities & Exchange Commission

Ranah Esmaili
Ranah Esmaili

(Moderator)

Partner

Sidley Austin LLP

Corey Schuster
Corey Schuster

Co-Chief of the Division of Enforcement's Asset Management Unit

U.S. Securities & Exchange Commission

BREAK: (1:15 - 1:45 PM Eastern)

 

SESSION 2: (1:45 - 3:00 PM Eastern): SEC Examinations panel

Speakers:

Featured
Vanessa Horton
Vanessa Horton

National Associate Director, IA/IC Examinations

U.S. Securities & Exchange Commission

Michael Rufino
Michael Rufino

National Associate Director

U.S. Securities & Exchange Commission

Kristin Snyder
Kristin Snyder

(Moderator)

Partner

Debevoise & Plimpton

Registration Fees:

  • No pre-registration needed.

  • NSCP Members will receive an emailed invitation from Swapcard for the webinar.

This event is not eligible for Continuing Education Credits 

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