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Secondary Nav
860-672-0843
CONFERENCES@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
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860-672-0843
CONFERENCES@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
Sander Ressler
2a-CA Holly Orefice 12/19/23 2a-CA Holly Orefice 12/19/23

Sander Ressler

Founder and Managing Partner

Essential Edge Compliance Outsourcing Services, LLC

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Betsy Voter
2a-CA Holly Orefice 12/19/23 2a-CA Holly Orefice 12/19/23

Betsy Voter

Partner

Michael Best & Friedrich LLP

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Craig Watanabe
2a-CA Holly Orefice 12/2/22 2a-CA Holly Orefice 12/2/22

Craig Watanabe

Director IA Compliance

DFPG Investments

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