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860-672-0843
CONFERENCES@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
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860-672-0843
CONFERENCES@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
Michael Barakat
4c-NY Holly Orefice 1/2/24 4c-NY Holly Orefice 1/2/24

Michael Barakat

Director

Weaver

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Maria Rosen
4c-NY Holly Orefice 10/6/22 4c-NY Holly Orefice 10/6/22

Maria Rosen

Head of GI Private Funds Compliance and GI Asia Business Management Compliance, Managing Director and Senior Regulatory Counsel

Guggenheim Investments

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