Holly Orefice 2/17/23 Holly Orefice 2/17/23

Gina Petrocelli

VP, Enforcement Legal

FINRA

Holly Orefice 2/14/23 Holly Orefice 2/14/23

Robert Chao

Senior Director, FINRA Member Supervision

FINRA

Holly Orefice 2/14/23 Holly Orefice 2/14/23

Senior Director in the National Cause and Financial Crimes Detection Programs

FINRA

Holly Orefice 2/13/23 Holly Orefice 2/13/23

Vice President, Firm Group Examinations

FINRA

Holly Orefice 11/11/22 Holly Orefice 11/11/22

President/ CCO
M. E. Allison & Co., Inc.