Myles Blechner

Mr. Blechner provides senior-level compliance consulting services to Retail and Institutional Broker-Dealers, Registered Investment Advisers, Registered Investment Company Advisers, and Private Fund Advisers. His areas of expertise include Regulatory Examination Guidance and Management, Policies and Procedures Drafting, Advertising and Marketing Review, and Internal Examinations, including Mock SEC Examinations. Mr. Blechner takes a “hands-on” approach to Regulatory Compliance, understanding his clients’ unique business model and tailoring a risk-based compliance program. He serves as outsourced Chief Compliance Officer for some of our most sophisticated clients, including Private Equity Advisors and Wealth Managers. Over his 25 plus years in the industry, he has worked directly with National Wirehouses, Investment Banks, Advisors, and other Financial Industry Members. Mr. Blechner has held positions on corporate advisory boards and is a frequent speaker at National Industry Conferences and Webinars, specializing in building on a culture of compliance, regulatory updates and changes, and utilizing technology for automation of processes. He currently holds FINRA Series 4,7,9,10,24,53,55,63,79, and 99 Registrations.