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NSCP Conferences
Secondary Nav
860-672-0843
CONFERENCES@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
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860-672-0843
CONFERENCES@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
Bruce Karpati
NY-422 Holly Orefice 1/14/25 NY-422 Holly Orefice 1/14/25

Bruce Karpati

Partner, Global Chief Compliance Officer

KKR

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Korrine Kohm
NY-423 Holly Orefice 1/2/24 NY-423 Holly Orefice 1/2/24

Korrine Kohm

Managing Director
altPILOT

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Erin Preston
NY-423 Holly Orefice 12/19/23 NY-423 Holly Orefice 12/19/23

Erin Preston

Chief Compliance Officer

Wedbush

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Chris Mulligan
NY-422 Holly Orefice 1/6/23 NY-422 Holly Orefice 1/6/23

Chris Mulligan

Partner
Weil, Gotshal & Manges

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Myles Blechner
CHI-64 Holly Orefice 12/27/22 CHI-64 Holly Orefice 12/27/22

Myles Blechner

Director – Investment Advisory Consulting
ACA Group

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Jane Riley
CHI-64 Holly Orefice 12/3/22 CHI-64 Holly Orefice 12/3/22

Jane Riley

Vice President & Chief Compliance Officer
The Leaders Group, Inc. and TLG Advisors, Inc.

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