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NSCP Conferences
Secondary Nav
860-672-0843
CONFERENCES@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
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860-672-0843
CONFERENCES@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
Ariana Monchick
CHI-64 Holly Orefice 1/17/25 CHI-64 Holly Orefice 1/17/25

Ariana Monchick

Managing Director

Salus GRC

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Amy Yuter
NY-423 Holly Orefice 1/9/25 NY-423 Holly Orefice 1/9/25

Amy Yuter

Managing Director

Yuter Compliance Consulting

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Joshua Jones
NY-422 Holly Orefice 1/9/24 NY-422 Holly Orefice 1/9/24

Joshua Jones

Chief Compliance Officer
Vulcan Value Partners

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Ted McCutcheon
NY-422 Holly Orefice 11/8/23 NY-422 Holly Orefice 11/8/23

Ted McCutcheon

Founder
Securities Law Counsel, PLLC

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Jim Downing (Moderator)
FINRA-3-4-02, CHI-64 Holly Orefice 12/8/22 FINRA-3-4-02, CHI-64 Holly Orefice 12/8/22

Jim Downing (Moderator)

Chief Compliance Officer
Jones Lang LaSalle Securities

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Kevin Spence
NY-423 Holly Orefice 12/5/22 NY-423 Holly Orefice 12/5/22

Kevin Spence

Director of Compliance
TIAA

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