Speakers Featured Andrew Dean PartnerWeil, Gotshal & Manges LLP Kimberly Frederick Assistant Regional Director, Denver Regional OfficeU.S. Securities & Exchange Commission Kristen Caban Risk Monitoring DirectorFINRA Joelle Morris Examinations DirectorFINRA Marshall Gandy National Associate Director of the Investment Adviser and Investment Company Examination Program, Division of ExaminationsU.S. Securities & Exchange Commission Melissa Turitz Director in EnforcementFINRA Kayla Le Investigative Director - Special Investigations UnitFINRA Laura Magyar Managing Director Patomak Global Partners David Nangle Chief Compliance OfficerMKP Capital Management Ken Robinson Director, Global Industry StandardsCFA Institute Carlo di Florio PresidentACA Group Ariana Monchick Managing DirectorSalus GRC
