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860-672-0843
CONFERENCES@NSCP.ORG
Home
Interchange Webinars
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
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860-672-0843
CONFERENCES@NSCP.ORG
Home
Folder: Interchange Webinars
Back
Overview
NASAA: February 11
FINRA: March 4
SEC: May 8
NY - PF Seminar
NY - BD/IA LABS
CHICAGO - BD/IA Labs
Continuing Education
FAQs
Andrew Dean
session 3 Holly Orefice 2/25/25 session 3 Holly Orefice 2/25/25

Andrew Dean

Partner

Weil, Gotshal & Manges LLP

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Kimberly Frederick
session 3 Holly Orefice 2/11/25 session 3 Holly Orefice 2/11/25

Kimberly Frederick

Assistant Regional Director, Denver Regional Office

U.S. Securities & Exchange Commission

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Corey Schuster
session 3 Holly Orefice 1/31/23 session 3 Holly Orefice 1/31/23

Corey Schuster

Chief of the Division of Enforcement's Asset Management Unit

U.S. Securities & Exchange Commission

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