Partner

Weil, Gotshal & Manges LLP

Assistant Regional Director, Denver Regional Office

U.S. Securities & Exchange Commission

Risk Monitoring Director

FINRA

Examinations Director

FINRA

National Associate Director of the Investment Adviser and Investment Company Examination Program, Division of Examinations

U.S. Securities & Exchange Commission

Director in Enforcement

FINRA

Investigative Director - Special Investigations Unit

FINRA

Managing Director

Patomak Global Partners

Chief Compliance Officer

MKP Capital Management

Director, Global Industry Standards

CFA Institute

President

ACA Group

Managing Director

Salus GRC

Partner, Global Chief Compliance Officer

KKR

Global Chief Compliance Officer and Assoc. General Counsel

GoldenTree Asset Management

Managing Director

Yuter Compliance Consulting

Director, Financial Crimes Compliance
Morningstar

SVP, Chief Compliance Officer & Financial Crimes Executive
U.S. Bank Global Fund Services

Partner
BakerHostetler

Partner
Iron Road Partners

Partner
Morgan Lewis & Bockius LLP