Chief Compliance Officer
F&G Securities

Executive Director, Compliance Services

Confluence

Director

Kroll, LLC

President

Diles Consulting

(Moderator)

Attorney

CSG Law

Administrative Law Specialist, Corporations, Securities & Commercial Licensing Bureau

State of Michigan Department of Licensing & Regulatory Affairs

(Moderator)

Shareholder

Stevens & Lee

General Counsel

Arkansas Securities Department

National Associate Director, IA/IC Examinations

U.S. Securities & Exchange Commission

Associate Director, Division of Enforcement

U.S. Securities & Exchange Commission

President/ CCO
M. E. Allison & Co., Inc.

Partner

Armstrong Teasdale LLP

President and Co-Founder

Humanistic Power LLC

Assistant Vice President, Regulatory Compliance

Kestra Financial

Executive Director, ERISA & Trust Oversight Team

JP Morgan Chase

Deputy Chief Compliance Officer

CalPERS

Chief Compliance Officer

Lighthouse Investment Partners, LLC

Chief Compliance Officer and Risk Manager

Fairfield Residential Company LLC

Chief Compliance Officer; Director, Operations

The Clarius Group LLC